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Objectifs de la formation

Master the regulatory requirements and the CSSF’s expectations regarding AML/CTF.

Implement effective customer due diligence measures.

Ensure compliance with screening requirements and international financial sanctions.

Description

Clarifications arising from CSSF Regulations and Circulars concerning customer due diligence requirements.
Due diligence requirements to adopt: asset side vs liability side.
AML/CTF supervision of delegates.
Supervision of distributors: four types of distributors.
Customer due diligence requirements: identification and identity verification of clients, proxies and beneficial owners, risk-based approach, customer-specific risk analysis, examples of higher risk indicators, allocation of standard/simplified/enhanced vigilance levels, ongoing monitoring of transactions and business relationships (KYC & KYT).
Obligations relating to international financial sanctions lists (screening).
Interactive quiz ; question and answer session ; certificate & training materials ; interactive live webinar.