Fight against market abuse

This training entitles the participant to a certificate of participation issued by an approved professional training organisation under the number 10060172/3.

Target audience

• Staff members who may be exposed to market abuse

Goals

• Recognise a suspicious transaction
• Comply with the obligations prescribed by Regulation (EU) No 596/2014

Program

• Legislative framework
  • Regulation (EU) No 596/2014 on market abuse
  • Luxembourg law of 23 December 2016 on market abuse
  • Applicable CSSF circulars
• Obligations under the Law & Regulation (EU)
  • Transactions carried out by persons exercising managerial responsibilities
  • Deferring the publication of inside information
  • Insider lists
  • Suspicious transaction and order reports (STORs)
  • Buy-back programmes and stabilisation operations
• The main types of abuse
  • Misinformation
  • Front-running
  • Misleading activity on a security
  • Abuse of dominant position
  • Manipulation of closing prices
• Abuse detection
• Practical cases, sanctions and judgements

Duration

• 1h00

Language

• French/English

Practicalities

• Access sent within 24 hours
• 100% online training accessible from computer, tablet and smartphone
• Certificate of participation issued by an approved professional training organisation under the number 10060172/3.

Knowledge check

• Knowledge validation test at the end of each chapter

Learning method and pedagogy

• Theoretical presentations & practical cases
• Quizzes
• Animations, diagrams & summaries

Group discounts

Send your request by email to constance@easylearning.eu

• Between 11 and 25 accesses: 15% discount + free reporting
• Between 26 and 50 accesses: 20 % discount + free reporting
• Between 51 and 100 accesses: 30 % discount + free reporting
• 100+ accesses: Ask for a tailor-made offer