{"id":2798,"date":"2024-03-28T12:07:27","date_gmt":"2024-03-28T11:07:27","guid":{"rendered":"http:\/\/easylearning.eu\/?post_type=product&#038;p=2798"},"modified":"2025-07-25T14:27:10","modified_gmt":"2025-07-25T12:27:10","slug":"lbc-ft-missions-du-rc-du-rr-et-de-la-direction-secteur-financier","status":"publish","type":"product","link":"https:\/\/easylearning.eu\/en\/product\/lbc-ft-missions-du-rc-du-rr-et-de-la-direction-secteur-financier\/","title":{"rendered":"AML\/CTF \u2013 Controls of the RC, the RR and the Board (Financial Sector)"},"content":{"rendered":"<p>This training entitles the participant to a certificate of participation issued by an approved professional training organisation under the number 10060172\/3.<\/p>\n<p><span style=\"color: #00aae7;\"><strong>Target audience<\/strong><\/span><\/p>\n<ul>\n<li>Professionals supervised by the CSSF<\/li>\n<\/ul>\n<p><span style=\"color: #00aae7;\"><strong>Goals<\/strong><\/span><\/p>\n<ul>\n<li>Properly appoint a RC and RR<\/li>\n<li>Assign roles and responsibilities to the RC, RR and Management<\/li>\n<li>Organise the duties of the RC (planning, carrying out controls and reporting)<\/li>\n<\/ul>\n<p><span style=\"color: #00aae7;\"><strong>Program<\/strong><\/span><\/p>\n<ul>\n<li>Legal and Regulatory Sources Governing the Duties of the AML\/CFT Compliance Officer (RC) and the AML\/CFT Reporting Officer (RR)\n<ul>\n<li>Legal Source<br \/>\nWhich law addresses governance in terms of AML\/CTF in Luxembourg?<\/li>\n<li>Regulatory Source<br \/>\nWhat details does CSSF Regulation No. 12-02 as amended provide?<\/li>\n<li>Other Information Sources to Consider<br \/>\nWhat are the other sources of information to consider?<\/li>\n<\/ul>\n<\/li>\n<li>Appointment of the RC and RR<br \/>\nWhat to do in case of a change of RC or RR?<\/p>\n<ul>\n<li>Appointment of the RC<br \/>\nWho to appoint as RC?<br \/>\nWhat skills must the RC have?<br \/>\nCan the RC perform other functions?<br \/>\nCan the RC delegate his tasks?<br \/>\nWho to appoint as RC within investment funds and IFMs?<\/li>\n<li>Appointment of the RR<br \/>\nWho to appoint as RR ?<br \/>\nWhat skills must the RR have?<br \/>\nCan the RR perform other functions?<br \/>\nWho to appoint as RR within investment funds and IFMs?<\/li>\n<\/ul>\n<\/li>\n<li>Organization of the RC\u2019s Duties<br \/>\nHow should the RC organize its controls?<\/p>\n<ul>\n<li>Planning of the RC\u2019s Controls<br \/>\nHow to develop a comprehensive risk analysis?<br \/>\nWhat should the RC plan contain?<\/li>\n<li>Responsibilities and Controls of the RC<br \/>\nWhat are the RC\u2019s responsibilities regarding AML\/CTF policies and procedures?<br \/>\nWhat are the RC\u2019s responsibilities regarding controls performed by the first line of defense?<br \/>\nWhat are the RC\u2019s responsibilities regarding the acceptance of high-risk clients?<br \/>\nWhat are the RC\u2019s responsibilities regarding cooperation with the authorities?<br \/>\nWhat are the RC\u2019s responsibilities regarding training?<\/li>\n<li>Regular Reporting by the RC<br \/>\nWhat should the regular reports of the RC contain?<br \/>\nHow often should the RC communicate?<\/li>\n<li>Annual Reporting by the RC<br \/>\nWhat should the RC summary report contain?<br \/>\nWhat issues have been identified by the CSSF?<\/li>\n<\/ul>\n<\/li>\n<li>Roles and Responsibilities of the RR<br \/>\nWhat are the roles and responsibilities of the RR as described in CSSF Regulation n\u00b0 12-02 as amended?<br \/>\nWhat are the roles and responsibilities of the RR as described in the EBA\/GL\/2022\/05 Guidelines?<\/li>\n<li>Roles and Responsibilities of the Management Body\n<ul>\n<li>What are the roles and responsibilities of the Management Body in its supervisory function (Board of Directors\/Managers)?<\/li>\n<li>What are the roles and responsibilities of the Management Body in its executive function (Authorized Management)?<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<p><span style=\"color: #00aae7;\"><strong>Duration<\/strong><\/span><\/p>\n<ul>\n<li>1h00<\/li>\n<\/ul>\n<p><span style=\"color: #00aae7;\"><strong>Language<\/strong><\/span><\/p>\n<ul>\n<li>French\/English<\/li>\n<\/ul>\n<p><span style=\"color: #00aae7;\"><strong>Practicalities<\/strong><\/span><strong><br \/>\n<\/strong><\/p>\n<ul>\n<li>Access sent within 24 hours<\/li>\n<li>100% online training accessible from computer, tablet and smartphone<\/li>\n<li>Certificate of participation issued by an approved professional training organisation under the number 10060172\/3.<\/li>\n<\/ul>\n<p><span style=\"color: #00aae7;\"><strong>Knowledge check<br \/>\n<\/strong><\/span><\/p>\n<ul>\n<li>Knowledge validation test at the end of each chapter<\/li>\n<\/ul>\n<p><span style=\"color: #00aae7;\"><strong>Learning method and pedagogy<\/strong><\/span><\/p>\n<ul>\n<li>Theoretical presentations &amp; practical cases<\/li>\n<li>Quizzes<\/li>\n<li>Animations, diagrams &amp; summaries<\/li>\n<\/ul>\n<p><span style=\"color: #00aae7;\"><strong>Group discounts<\/strong><\/span><\/p>\n<p>Send your request by email to constance@easylearning.eu<\/p>\n<ul>\n<li>Between 11 and 25 accesses: 10 % discount + free reporting<\/li>\n<li>Between 26 and 50 accesses: 15% discount + free reporting<\/li>\n<li>Between 51 and 100 accesses: 20% discount + free reporting<\/li>\n<li>100+ accesses: Ask for a tailor-made offer<\/li>\n<\/ul>\n<div id=\"ConnectiveDocSignExtentionInstalled\" data-extension-version=\"1.0.4\">\n<p><span style=\"color: #00aae7;\"><span style=\"color: #00aae7;\"><strong>Reporting (Groups of 11 learners or more)<\/strong><\/span><\/span><\/p>\n<ul>\n<li>On request, we can send you a summary report showing the progress made by learners ( at mid-course, 1 week before access expires and when access expires)<\/li>\n<li>On request, we can send you a summary file containing all the certificates<\/li>\n<\/ul>\n<\/div>\n<div data-extension-version=\"1.0.4\">\n<p><span style=\"color: #00aae7;\"><strong>Personalisation (Ask for a quote)<\/strong><\/span><\/p>\n<div data-extension-version=\"1.0.4\">\n<ul>\n<li>Add your logo to the course<\/li>\n<li>Add your internal documents (procedure, risk analysis, etc.)<\/li>\n<li>Add practical case studies specific to your sector<\/li>\n<li>Creation of tailor-made training courses<\/li>\n<\/ul>\n<\/div>\n<div data-extension-version=\"1.0.4\"><\/div>\n<\/div>","protected":false},"excerpt":{"rendered":"<p>Tasks of the RC, the RR and the Management - Practical aspects for professionals supervised by the CSSF<\/p>","protected":false},"featured_media":2386,"template":"","meta":{"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0},"product_brand":[],"product_cat":[175,212,195],"product_tag":[],"class_list":{"0":"post-2798","1":"product","2":"type-product","3":"status-publish","4":"has-post-thumbnail","6":"product_cat-lu-lbcft","7":"product_cat-cssf","8":"product_cat-toutes-les-formations","10":"first","11":"instock","12":"taxable","13":"shipping-taxable","14":"purchasable","15":"product-type-variable"},"_links":{"self":[{"href":"https:\/\/easylearning.eu\/en\/wp-json\/wp\/v2\/product\/2798","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/easylearning.eu\/en\/wp-json\/wp\/v2\/product"}],"about":[{"href":"https:\/\/easylearning.eu\/en\/wp-json\/wp\/v2\/types\/product"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/easylearning.eu\/en\/wp-json\/wp\/v2\/media\/2386"}],"wp:attachment":[{"href":"https:\/\/easylearning.eu\/en\/wp-json\/wp\/v2\/media?parent=2798"}],"wp:term":[{"taxonomy":"product_brand","embeddable":true,"href":"https:\/\/easylearning.eu\/en\/wp-json\/wp\/v2\/product_brand?post=2798"},{"taxonomy":"product_cat","embeddable":true,"href":"https:\/\/easylearning.eu\/en\/wp-json\/wp\/v2\/product_cat?post=2798"},{"taxonomy":"product_tag","embeddable":true,"href":"https:\/\/easylearning.eu\/en\/wp-json\/wp\/v2\/product_tag?post=2798"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}